Compliance Review Policy

Section I

Purpose

To ensure compliance with the policies and procedures of the Office of Business Services, Budget Managers are expected to follow University policies and procedures of the Office of Business Services. As part of our continuing effort to ensure communication and compliance, a feedback system will be used to inform managers of policy violations. The main purpose of this system is to educate and not penalize budget managers.

Section II

Procedure

Managers will be notified of policy and procedure violations in an effort to ensure understanding and compliance.

Managers who have three violations in a 60-day period will be subject to a joint conference with the appropriate dean or other supervisor concerning their performance.

Managers who show a continued lack of concern about compliance will be subject to administrative reassignment.